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NEW QUESTION: 1
Ms. Scatty is a registered representative with a well-known family of mutual funds. When selling one of the funds, she forgets to give her buyer a prospectus.
Which of the following statements is true?
A. Ms. Scatty can be held civilly liable under the Securities Act of 1933.
B. Both A and B are true statements.
C. Since mutual funds are not covered under the Securities Act of 1933, there is no liability in this instance.
D. Ms. Scatty can be held criminally liable under the Securities Act of 1933.
Answer: A
Explanation:
Explanation/Reference:
Explanation: If Ms. Scatty forgets to give her buyer a prospectus when selling one of the funds, she can be held civilly liable under the Securities Act of 1933. Unless there was an intent to defraud, she is not subject to criminal penalties. The purchase and sale of mutual fund shares fall under the Securities Act of 1933.
NEW QUESTION: 2
Universal Containers（UC）の技術者がサービスの予約を完了していますが、在庫が不足しているため、作業指示明細で定義されたタスクの1つを完了できません。 UCが標準の作業指示書とラインアイテムステータスの選択リスト値を使用していると仮定すると、作業はどのように記録する必要がありますか？
A. 不完全な作業指示明細を含め、すべての作業指示明細を「完了できません」としてマークします。親作業指示書を「進行中」としてマークします。
B. 完了したすべての作業指示明細を「完了」としてマークします。不完全な作業指示明細を「完了できません」としてマークし、「説明」フィールドに詳細を入力します。親作業指示書を次のようにマークします
"閉まっている"
C. 完了したすべての作業指示明細を「完了」としてマークします。不完全な作業指示明細を「完了できません」としてマークし、「説明」フィールドに詳細を入力します。親作業指示書を次のようにマークします
「完了できません」。
D. 完了したすべての作業指示明細を「完了」としてマークします。不完全な作業指示明細を「完了できません」としてマークし、提出された説明に詳細を入力します。親作業指示書を次のようにマークします
"キャンセル。"
Answer: C
NEW QUESTION: 3
What is an outcome of the Envision SMF?
A. The project risks are clearly documented and understood by the team and the customer.
B. The plan for the project is clearly understood by the team and the customer.
C. The project runs to a strict timetable.
D. Conceptual design of the proposed solution is recorded as part of the vision document.
Answer: D
NEW QUESTION: 4
You are a project manager for Dakota Software Consulting Services. You're working with a major retailer that offers its products through mail-order catalogs. The company is interested in knowing customer characteristics, the amounts of first-time orders, and similar information. As a potential bidder for this project, you worked on the RFP response and submitted the proposal. When the selection committee received the RFP responses from all the vendors bidding on this project, it used a weighted system to make a selection. Which process did this occur in?
A. Contract Administration
B. Select Sellers
C. Request Seller Responses
D. Plan Contracting and Purchases
Answer: B
Explanation:
Select Sellers involves the receipt of bids and proposals. Weighted systems are one of the tools and techniques of this process used to evaluate vendors based on selection criteria defined by the organization.