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NEW QUESTION: 1
Note: This question is part of a series of questions that use the same or similar answer choices. An answer choice may be correct for more than one question in the series. Each question is independent of the other questions in this series. Information and details provided in a question apply to that question.
You have a database for a banking system. The database has two tables named tblDepositAcct and tblLoanAcct that store deposit and loan accounts, respectively. Both tables contain the following columns:
You need to determine the total number of customers who have either deposit accounts or loan accounts, but not both types of accounts.
Which Transact-SQL statement should you run?
A. SELECT COUNT(*)FROM (SELECT CustNoFROM tblDepositAcctEXCEPTSELECT CustNoFROM tblLoanAcct) R
B. SELECT COUNT(*)FROM (SELECT CustNoFROM tblDepositAcctUNION ALLSELECT CustNoFROM tblLoanAcct) R
C. SELECT COUNT(*)FROM tblDepositAcct DFULL JOIN tblLoanAcct L ON D.CustNo = L.CustNo
D. SELECT COUNT (DISTINCT D.CustNo)FROM tblDepositAcct D, tblLoanAcct LWHERE D.CustNo = L.CustNo
E. SELECT COUNT(*)FROM (SELECT AcctNoFROM tblDepositAcctINTERSECTSELECT AcctNoFROM tblLoanAcct) R
F. SELECT COUNT(DISTINCT L.CustNo)FROM tblDepositAcct DRIGHT JOIN tblLoanAcct L ON D.CustNo = L.CustNoWHERE D.CustNo IS NULL
G. SELECT COUNT(*)FROM (SELECT CustNoFROM tblDepositAcctUNIONSELECT CustNoFROM tblLoanAcct) R
H. SELECT COUNT (DISTINCT COALESCE(D.CustNo, L.CustNo))FROM tblDepositAcct DFULL JOIN tblLoanAcct L ON D.CustNo = L.CustNoWHERE D.CustNo IS NULL OR L.CustNo IS NULL
Answer: H
Explanation:
Explanation
SQL Server provides the full outer join operator, FULL OUTER JOIN, which includes all rows from both tables, regardless of whether or not the other table has a matching value.
Consider a join of the Product table and the SalesOrderDetail table on their ProductID columns. The results show only the Products that have sales orders on them. The ISO FULL OUTER JOIN operator indicates that all rows from both tables are to be included in the results, regardless of whether there is matching data in the tables.
You can include a WHERE clause with a full outer join to return only the rows where there is no matching data between the tables. The following query returns only those products that have no matching sales orders, as well as those sales orders that are not matched to a product.
USE AdventureWorks2008R2;
GO
-- The OUTER keyword following the FULL keyword is optional.
SELECT p.Name, sod.SalesOrderID
FROM Production.Product p
FULL OUTER JOIN Sales.SalesOrderDetail sod
ON p.ProductID = sod.ProductID
WHERE p.ProductID IS NULL
OR sod.ProductID IS NULL
ORDER BY p.Name ;
References: https://technet.microsoft.com/en-us/library/ms187518(v=sql.105).aspx
NEW QUESTION: 2
Shirley Riley, CFA, has just been promoted, from vice president of trading to chief investment officer (CIO) at Crane & Associates, LLC (CA), a large investment management firm. Riley has been with CA for eight years, but she has much to learn as she assumes her new duties as CIO. Riley has decided to hire Denny Simpson, CFA, as the new compliance officer for CA, Riley and Simpson have been reviewing procedures and policies throughout the firm and have discovered several potential issues.
Communications with Clients
Portfolio managers are encouraged to communicate with clients on a regular basis. At a minimum, managers are expected to contact clients on a quarterly basis to review portfolio performance. Each client must have an investment policy statement (IPS) created when their account is opened, specifying the objectives and constraints for their portfolio. IPSs are reviewed at client request at any time. Any time market conditions dictate a change in the investment style or strategy of a client portfolio, the client is notified immediately by phone or email.
Employee Incentive Program
CA offers several incentive programs to employees. One of the most popular of these programs is the CA IPO program. Whenever CA is involved in an initial public offering (IPO), portfolio managers are allowed to participate. The structure is simple-for every 100 shares purchased on behalf of a client, the manager is awarded five shares for his own account. The manager is thus rewarded for getting an IPO sold and at the same time is able to share in the results of the IPO. Any¬time shares are remaining 72 hours before the IPO goes public, other employees are allowed to participate on a first-come, first-serve basis. Employees seem to appreciate this opportunity, but CA does not have exact numbers on employee participation in the program.
Private Equity Fund
CA has a private equity fund that is internally managed. This fund is made available only to clients with more than $5 million in assets managed by CA, a policy that is fully disclosed in CA's marketing materials.
Roughly one-third of the fund's assets are invested in companies that are either very small capitalization or thinly traded (or both). The pricing of these securities for monthly account statements is often difficult. CA support staff get information from different sources-sometimes using third party services, sometimes using CA valuation models. In some instances, a manager of the private equity fund will enter an order during the last trading hour of the month to purchase 100 shares of one of these small securities at a modest premium to the last trade price. If the trade gets executed, that price can then be used on the account statements. The small size of these trades does not significantly affect the fund's overall position in any particular company holding, which is typically several thousand shares.
Soft Dollar Usage
Several different managers at CA use independent research in developing investment ideas. One of the more popular research services among CA managers is "Beneath the Numbers (BTN)," which focuses on potential accounting abuses at prominent companies. This service often provides early warnings of problems with a stock, allowing CA managers the opportunity to sell their clients' positions before a negative surprise lowers the price. Stocks covered by BTN are typically widely held in CA client accounts.
Managers at CA have been so happy with BTN that they have also subscribed to a new research product provided by the same authors-"Beneath the Radar (BTR)." BTR recommends small capitalization securities that are not large enough to attract much attention from large institutional investors. The results of BTR's recommendations are mixed thus far, but CA managers are willing to be patient.
As they discuss these issues, Riley informs Simpson that she is determined to bring CA into full compliance with the CFA Institute's "Asset Manager Code of Professional Conduct." The following questions should be answered with the Asset Manager Code as a guide.
Participation in CA's private equity fund is limited to clients with $5 million under management. This policy:
A. docs not violate the Asset Manager Code of Professional Conduct.
B. is not consistent with the Asset Manager Code of Professional Conduct.
C. would be acceptable so long as a similar investment vehicle was made available to all clients.
Answer: A
Explanation:
Explanation/Reference:
Explanation:
It is perfectly reasonable for CA to offer certain services or products only to clients meeting specified criteria, such as assets under management. (Study Session 2, LOS 6.b)
NEW QUESTION: 3
You are implementing RBAC in Cisco UCS Manager. Which two statements about a locale are true? (Choose two.)
A. There is a one-to-one relationship between a user and a locale.
B. A user can be assigned to one or more locales.
C. A locale without any organizations provides access to all organizations.
D. Each locale defines one or more roles to which the user is allowed access.
E. Each locale defines one to four organizations.
Answer: B,D
Explanation:
Reference:
https://www.cisco.com/en/US/docs/unified_computing/ucs/sw/cli/config/guide/1.4.1/CLI_Config_Guide_1_4_1_
NEW QUESTION: 4
Which of the following items does not pertain to the control environment?
A. Personnel policies and practices.
B. The accounting records.
C. Management's philosophy and operating style.
D. Participation of those charged with governance.
Answer: B
Explanation:
Explanation/Reference:
Explanation:
Choice "C" is correct. The accounting records pertain to the information and communication system, not to
the control environment.
Choices "A", "B", and "D" are incorrect, as management's philosophy and operating style, participation of
those charged with governance, and personnel policies and practices are all part of the control
environment.